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Primary Market » Issue of Shares

What is a Listing Agreement?

At the time of listing securities of a company on a stock exchange, the company is required to enter into a listing agreement with the exchange. The listing agreement specifies the terms and conditions of listing and the disclosures that shall be made by a company on a continuous basis to the exchange.

 

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Risk Management

  1. Margins
  2. Margins collection from Client
  3. Margin Shortfall
  4. Liquid assets
  5. Iinstitutional deals
  6. Exemption upon delivery of securities