packages

SECURITIES

Which are the securities one can invest in?

  • Shares
  • Government Securities
  • Derivative products
  • Units of Mutual Funds etc., are some of the securities investors in the securities market can invest in.

2.1 REGULATOR

    * Why does Securities Market need Regulators?
* Who regulates the Securities Market?
* What is SEBI and what is its role?

2.2 PARTICIPANTS

    * Who are the participants in the Securities Market?
* Is it necessary to transact through an intermediary?
* What are the segments of Securities Market?

 

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Risk Management

  1. Margins
  2. Margins collection from Client
  3. Margin Shortfall
  4. Liquid assets
  5. Iinstitutional deals
  6. Exemption upon delivery of securities